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Page 5
 
RFC 959   File Transfer Protocol
 
 
      The following transmission modes are defined in FTP:
 
      3.4.1.  STREAM MODE
 
         The data is transmitted as a stream of bytes.  There is no  restriction on the representation type used; record structures are allowed.
 
         In a record structured file EOR and EOF will each be indicated by a two-byte control code.  The first byte of the control code will be all ones, the escape character.  The second byte will have the low order bit on and zeros elsewhere for EOR and the second low order bit on for EOF; that is, the byte will have value 1 for EOR and value 2 for EOF.  EOR and EOF may be indicated together on the last byte transmitted by turning both low order bits on (i.e., the value 3).  If a byte of all ones was intended to be sent as data, it should be repeated in the second byte of the control code.
 
         If the structure is a file structure, the EOF is indicated by the sending host closing the data connection and all bytes are data bytes.
 
      3.4.2.  BLOCK MODE
 
         The file is transmitted as a series of data blocks preceded by one or more header bytes.  The header bytes contain a count field, and descriptor code.  The count field indicates the total length of the data block in bytes, thus marking the beginning of the next data block (there are no filler bits).
        The descriptor code defines:  last block in the file (EOF) last block in the record (EOR), restart marker (see the Section on Error Recovery and Restart) or suspect data (i.e., the data being transferred is suspected of errors and is not reliable).
         This last code is NOT intended for error control within FTP. It is motivated by the desire of sites exchanging certain types of data (e.g., seismic or weather data) to send and receive all the data despite local errors (such as "magnetic tape read errors"), but to indicate in the transmission that certain portions are suspect).  Record structures are allowed in this mode, and any representation type may be used.
 
         The header consists of the three bytes.  Of the 24 bits of header information, the 16 low order bits shall represent byte count, and the 8 high order bits shall represent descriptor codes as shown below.
 
 
  RFC 959   File Transfer Protocol
 
 
         Block Header
 
            +----------------+----------------+----------------+
            | Descriptor     |    Byte Count                   |
            |         8 bits |                      16 bits    |
            +----------------+----------------+----------------+
           
 
         The descriptor codes are indicated by bit flags in the descriptor byte.  Four codes have been assigned, where each code number is the decimal value of the corresponding bit in the byte.
 
            Code     Meaning
           
             128     End of data block is EOR
              64     End of data block is EOF
              32     Suspected errors in data block
              16     Data block is a restart marker
 
         With this encoding, more than one descriptor coded condition may exist for a particular block.  As many bits as necessary
         may be flagged.
 
         The restart marker is embedded in the data stream as an integral number of 8-bit bytes representing printable characters in the language being used over the control connection (e.g., default--NVT-ASCII).  <SP> (Space, in the appropriate language) must not be used WITHIN a restart marker.
 
         For example, to transmit a six-character marker, the following would be sent:
 
            +--------+--------+--------+
            |Descrptr|  Byte count     |
            |code= 16|             = 6 |
            +--------+--------+--------+
 
            +--------+--------+--------+
            | Marker | Marker | Marker |
            | 8 bits | 8 bits | 8 bits |
            +--------+--------+--------+
 
            +--------+--------+--------+
            | Marker | Marker | Marker |
            | 8 bits | 8 bits | 8 bits |
            +--------+--------+--------+
 
RFC 959     File Transfer Protocol
 
 
      3.4.3.  COMPRESSED MODE
 
         There are three kinds of information to be sent:  regular data, sent in a byte string; compressed data, consisting of replications or filler; and control information, sent in a two-byte escape sequence.  If n>0 bytes (up to 127) of regular data are sent, these n bytes are preceded by a byte with the left-most bit set to 0 and the right-most 7 bits containing the number n.
 
         Byte string:
 
             1       7                8                     8
            +-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+     +-+-+-+-+-+-+-+-+
            |0|       n     | |    d(1)       | ... |      d(n)     |
            +-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+     +-+-+-+-+-+-+-+-+
                                          ^             ^
                                          |---n bytes---|
                                              of data
 
            String of n data bytes d(1),..., d(n)
            Count n must be positive.
          To compress a string of n replications of the data byte d, the following 2 bytes are sent: Replicated Byte:
 
              2       6               8
            +-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+
            |1 0|     n     | |       d       |
            +-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+
 
         A string of n filler bytes can be compressed into a single byte, where the filler byte varies with the representation type.  If the type is ASCII or EBCDIC the filler byte is <SP> (Space, ASCII code 32, EBCDIC code 64).  If the type is Image  or Local byte the filler is a zero byte.
 
         Filler String:
 
              2       6
            +-+-+-+-+-+-+-+-+
            |1 1|     n     |
            +-+-+-+-+-+-+-+-+
 
RFC 959   File Transfer Protocol
 
 
         escape byte (all zeros) and the second of which contains descriptor codes as defined in Block mode.  The descriptor codes have the same meaning as in Block mode and apply to the succeeding string of bytes.
 
         Compressed mode is useful for obtaining increased bandwidth on very large network transmissions at a little extra CPU cost.
         It can be most effectively used to reduce the size of printer files such as those generated by RJE hosts.
 
   3.5.  ERROR RECOVERY AND RESTART
 
      There is no provision for detecting bits lost or scrambled in data  transfer; this level of error control is handled by the TCP.
      However, a restart procedure is provided to protect users from gross system failures (including failures of a host, an FTP-process, or the underlying network).
 
      The restart procedure is defined only for the block and compressed  modes of data transfer.  It requires the sender of data to insert
      a special marker code in the data stream with some marker  information.  The marker information has meaning only to the sender, but must consist of printable characters in the default or negotiated language of the control connection (ASCII or EBCDIC).
      The marker could represent a bit-count, a record-count, or any other information by which a system may identify a data checkpoint.  The receiver of data, if it implements the restart procedure, would then mark the corresponding position of this marker in the receiving system, and return this information to the user.
 
      In the event of a system failure, the user can restart the data transfer by identifying the marker point with the FTP restart procedure.  The following example illustrates the use of the restart procedure.
 
      The sender of the data inserts an appropriate marker block in the data stream at a convenient point.  The receiving host marks the
      corresponding data point in its file system and conveys the last known sender and receiver marker information to the user, either
      directly or over the control connection in a 110 reply (depending on who is the sender).  In the event of a system failure, the user or controller process restarts the server at the last server marker by sending a restart command with server's marker code as its argument.  The restart command is transmitted over the control.
 
 
RFC 959      File Transfer Protocol
 
 
      connection and is immediately followed by the command (such as RETR, STOR or LIST) which was being executed when the system
      failure occurred.
 
4.  FILE TRANSFER FUNCTIONS
 
   The communication channel from the user-PI to the server-PI is  established as a TCP connection from the user to the standard server
   port.  The user protocol interpreter is responsible for sending FTP commands and interpreting the replies received; the server-PI interprets commands, sends replies and directs its DTP to set up the data connection and transfer the data.  If the second party to the data transfer (the passive transfer process) is the user-DTP, then itis governed through the internal protocol of the user-FTP host; if it is a second server-DTP, then it is governed by its PI on command from the user-PI.  The FTP replies are discussed in the next section.  In the description of a few of the commands in this section, it is helpful to be explicit about the possible replies.
 
   4.1.  FTP COMMANDS
 
      4.1.1.  ACCESS CONTROL COMMANDS
 
         The following commands specify access control identifiers (command codes are shown in parentheses).
 
         USER NAME (USER)
 
            The argument field is a Telnet string identifying the user. The user identification is that which is required by the  server for access to its file system.  This command will normally be the first command transmitted by the user after the control connections are made (some servers may require this).  Additional identification information in the form of a password and/or an account command may also be required by      some servers.  Servers may allow a new USER command to be entered at any point in order to change the access control and/or accounting information.  This has the effect of flushing any user, password, and account information already supplied and beginning the login sequence again.  All transfer parameters are unchanged and any file transfer in progress is completed under the old access control parameters.
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