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Page 11
 
      Spontaneous Replies
 
         Sometimes "the system" spontaneously has a message to be sent
         to a user (usually all users).  For example, "System going down
         in 15 minutes".  There is no provision in FTP for such
         spontaneous information to be sent from the server to the user.
         It is recommended that such information be queued in the
         server-PI and delivered to the user-PI in the next reply
         (possibly making it a multi-line reply).
 
      The table below lists alternative success and failure replies for
      each command.  These must be strictly adhered to; a server may
      substitute text in the replies, but the meaning and action implied
      by the code numbers and by the specific command reply sequence
      cannot be altered.
 
      Command-Reply Sequences
 
         In this section, the command-reply sequence is presented.  Each
         command is listed with its possible replies; command groups are
         listed together.  Preliminary replies are listed first (with
         their succeeding replies indented and under them), then
         positive and negative completion, and finally intermediary
        replies with the remaining commands from the sequence
         following.  This listing forms the basis for the state
         diagrams, which will be presented separately.
 
            Connection Establishment
               120
                  220
               220
               421
            Login
               USER
                  230
                  530
                  500, 501, 421
                  331, 332
               PASS
                  230
                  202
                  530
                  500, 501, 503, 421
                  332
               ACCT
                  230
                  202
                  530
                  500, 501, 503, 421
               CWD
                  250
                  500, 501, 502, 421, 530, 550
               CDUP
                  200
                  500, 501, 502, 421, 530, 550
               SMNT
                  202, 250
                  500, 501, 502, 421, 530, 550
            Logout
               REIN
                  120
                     220
                  220
                  421
                  500, 502
               QUIT
                  221
                  500
            Transfer parameters
               PORT
                  200
                  500, 501, 421, 530
               PASV
                  227
                  500, 501, 502, 421, 530
               MODE
                  200
                  500, 501, 504, 421, 530
               TYPE
                  200
                  500, 501, 504, 421, 530
               STRU
                  200
                  500, 501, 504, 421, 530
            File action commands
               ALLO
                  200
                  202
                  500, 501, 504, 421, 530
               REST
                  500, 501, 502, 421, 530
                  350
               STOR
                  125, 150
                     (110)
                     226, 250
                     425, 426, 451, 551, 552
                  532, 450, 452, 553
                  500, 501, 421, 530
               STOU
                  125, 150
                     (110)
                     226, 250
                     425, 426, 451, 551, 552
                  532, 450, 452, 553
                  500, 501, 421, 530
               RETR
                  125, 150
                     (110)
                     226, 250
                     425, 426, 451
                  450, 550
                  500, 501, 421, 530
 
               LIST
                  125, 150
                     226, 250
                     425, 426, 451
                  450
                  500, 501, 502, 421, 530
               NLST
                  125, 150
                     226, 250
                     425, 426, 451
                  450
                  500, 501, 502, 421, 530
               APPE
                  125, 150
                     (110)
                     226, 250
                     425, 426, 451, 551, 552
                  532, 450, 550, 452, 553
                  500, 501, 502, 421, 530
               RNFR
                  450, 550
                  500, 501, 502, 421, 530
                  350
               RNTO
                  250
                  532, 553
                  500, 501, 502, 503, 421, 530
               DELE
                  250
                  450, 550
                  500, 501, 502, 421, 530
               RMD
                  250
                  500, 501, 502, 421, 530, 550
               MKD
                  257
                  500, 501, 502, 421, 530, 550
               PWD
                  257
                  500, 501, 502, 421, 550
               ABOR
                  225, 226
                  500, 501, 502, 421
 
            Informational commands
               SYST
                  215
                  500, 501, 502, 421
               STAT
                  211, 212, 213
                  450
                  500, 501, 502, 421, 530
               HELP
                  211, 214
                  500, 501, 502, 421
            Miscellaneous commands
               SITE
                  200
                  202
                  500, 501, 530
               NOOP
                  200
                  500 421
6.  STATE DIAGRAMS
 
   Here we present state diagrams for a very simple minded FTP
   implementation.  Only the first digit of the reply codes is used.
   There is one state diagram for each group of FTP commands or command
   sequences.
 
   The command groupings were determined by constructing a model for
   each command then collecting together the commands with structurally
   identical models.
 
   For each command or command sequence there are three possible
   outcomes: success (S), failure (F), and error (E).  In the state
   diagrams below we use the symbol B for "begin", and the symbol W for
   "wait for reply".
 
   We first present the diagram that represents the largest group of FTP
   commands:
 
     
                               1,3    +---+
                          ----------->| E |
                         |            +---+
                         |
      +---+    cmd    +---+    2      +---+
      | B |---------->| W |---------->| S |
      +---+           +---+           +---+
                         |
                         |     4,5    +---+
                          ----------->| F |
                                      +---+
     
 
      This diagram models the commands:
 
         ABOR, ALLO, DELE, CWD, CDUP, SMNT, HELP, MODE, NOOP, PASV,
         QUIT, SITE, PORT, SYST, STAT, RMD, MKD, PWD, STRU, and TYPE.
 
   The other large group of commands is represented by a very similar
   diagram:
 
     
                               3      +---+
                          ----------->| E |
                         |            +---+
                         |
      +---+    cmd    +---+    2      +---+
      | B |---------->| W |---------->| S |
      +---+       --->+---+           +---+
                 |     | |
                 |     | |     4,5    +---+
                 |  1  |  ----------->| F |
                  -----               +---+
     
 
      This diagram models the commands:
 
         APPE, LIST, NLST, REIN, RETR, STOR, and STOU.
 
   Note that this second model could also be used to represent the first
   group of commands, the only difference being that in the first group
   the 100 series replies are unexpected and therefore treated as error,
   while the second group expects (some may require) 100 series replies.
   Remember that at most, one 100 series reply is allowed per command.
 
   The remaining diagrams model command sequences, perhaps the simplest
   of these is the rename sequence:
 
     
      +---+   RNFR    +---+    1,2    +---+
      | B |---------->| W |---------->| E |
      +---+           +---+        -->+---+
                       | |        |
                3      | | 4,5    |
         --------------  ------   |
        |                      |  |   +---+
        |               ------------->| S |
        |              |   1,3 |  |   +---+
        |             2|  --------
        |              | |     |
        V              | |     |
      +---+   RNTO    +---+ 4,5 ----->+---+
      |   |---------->| W |---------->| F |
      +---+           +---+           +---+
  
 The next diagram is a simple model of the Restart command:
 
     
      +---+   REST    +---+    1,2    +---+
      | B |---------->| W |---------->| E |
      +---+           +---+        -->+---+
                       | |        |
                3      | | 4,5    |
         --------------  ------   |
        |                      |  |   +---+
        |               ------------->| S |
        |              |   3   |  |   +---+
        |             2|  --------
        |              | |     |
        V              | |     |
      +---+   cmd     +---+ 4,5 ----->+---+
      |   |---------->| W |---------->| F |
      +---+        -->+---+           +---+
                  |      |
                  |  1   |
                   ------
     
 
         Where "cmd" is APPE, STOR, or RETR.
 
   We note that the above three models are similar.  The Restart differs
   from the Rename two only in the treatment of 100 series replies at
   the second stage, while the second group expects (some may require)
   100 series replies.  Remember that at most, one 100 series reply is
   allowed per command.
The most complicated diagram is for the Login sequence:
 
     
                            1
      +---+   USER    +---+------------->+---+
      | B |---------->| W | 2       ---->| E |
      +---+           +---+------  |  -->+---+
                       | |       | | |
                     3 | | 4,5   | | |
         --------------   -----  | | |
        |                      | | | |
        |                      | | | |
        |                 ---------  |
        |               1|     | |   |
        V                |     | |   |
      +---+   PASS    +---+ 2  |  ------>+---+
      |   |---------->| W |------------->| S |
      +---+           +---+   ---------->+---+
                       | |   | |     |
                     3 | |4,5| |     |
         --------------   --------   |
        |                    | |  |  |
        |                    | |  |  |
        |                 -----------
        |             1,3|   | |  |
        V                |  2| |  |
      +---+   ACCT    +---+--  |   ----->+---+
      |   |---------->| W | 4,5 -------->| F |
      +---+           +---+------------->+---+
 
   Finally, we present a generalized diagram that could be used to model
   the command and reply interchange:
 
     
               ------------------------------------
              |                                    |
      Begin   |                                    |
        |     V                                    |
        |   +---+  cmd   +---+ 2         +---+     |
         -->|   |------->|   |---------->|   |     |
            |   |        | W |           | S |-----|
         -->|   |     -->|   |-----      |   |     |
        |   +---+    |   +---+ 4,5 |     +---+     |
        |     |      |    | |      |               |
        |     |      |   1| |3     |     +---+     |
        |     |      |    | |      |     |   |     |
        |     |       ----  |       ---->| F |-----
        |     |             |            |   |
        |     |             |            +---+
         -------------------
              |
              |
              V
             End
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